Tag: disqualification

Do You Know If You Are A Bad Actor?

Reposted from https://www.sec.gov/info/smallbus/secg/bad-actor-small-entity-compliance-guide.htm#part1 Disqualification of Felons and Other “Bad Actors” from Rule 506 Offerings and Related Disclosure Requirements A Small Entity Compliance Guide1 September 19, 2013 Table of Contents This compliance guide is divided into the following parts: Summary of Rule 506 Bad Actor Disqualification and Disclosure Requirements Covered Persons Disqualifying Events Reasonable Care Exception
Read More